Stock broker internal audit report

Stock broker internal audit report

By: piton Date of post: 10.06.2017

Leading stock exchange BSE has directed brokers to submit internal audit report for the half year ended Marchby June 30 in electronic form.

Internal Auditors for Stock Brokers

All brokers and clearing members are required to carry out complete internal audit on a half-yearly basis by independent chartered accountants or company secretaries who do not have any conflict of interest. The exchange said non-submission or delay in submitting the report by June 30 will be treated as non-compliance.

The brokers complying with the direction between July 1 to September 30 will have to pay Rs a day. Between October 1 and December 31, it stands at Rs 1, per day.

Page Not Found

Farm loan waiver a concern if follow-up action missing; focus on high quality cos: Reproduction of news articles, photos, videos or any other content in whole or in part in any form or medium without express writtern permission of moneycontrol. Quotes NAVs Commodities Futures News Forum Notices Videos All. Keep me signed in Forgot password? My Profile My Portfolio My Watchlist My Messages My Alerts.

stock broker internal audit report

The best binary options rallitrader to Moneycontrol - Sign up now Its easy and FREE! Username should be atleast 4 characters. Username not available Suggested Usernames.

stock broker internal audit report

Alert Your Password should contain 8 or more characters At least 1 number At least 1 symbol At least 1 upper case letter. Keep me signed in. Login Register My Stock broker internal audit report My Watchlist My Messages Sign out.

Home Companies Economy Politics Interviews Cricket World Announcements. Business Markets Stocks Economy Mutual Funds Personal Finance IPO Politics India World Technology Startups.

Home Learn Evaluate Buy Track Tools Interact ETFs Investment Watch PowerYourTrade Apps. Stock broker internal audit report Rates Experts Tools FAQs Real Assets. Home Planning Investing Insurance Tax Retirement Loans Credit Cards Real Estate Fixed Income Master Your Money. Quotes NAVs Commodities Futures News Messages Notices Videos All.

- File or directory not found.

Home News Business Markets. Apr 22, The non-submission of the report within the cut-off will attract penalty. Business Slew of reforms on the cards as Sebi board meets tomorrow Jun 20, Business HDFC Ltd to raise Rs cr via bonds Jun 20, Jun 20, Business What changed for the market while you were sleeping? Business RPP Infra bags order worth Rs 51 crore Jun 19, Business Sebi eases restrictions on 19 persons Jun 19, Business JSPL secures coal linkage for a 5-year term Jun 19, Most Popular Top News.

stock broker internal audit report

Dalit leader, experienced parliamentarian: All you need to know about Ram Nath Kovind. GST switch-over set for June 30 midnight, govt prepared: Sensex rallies points, Nifty above ; over stocks hit fresh week high.

Never thought I would be writing my own resignation: Uber CEO Travis Kalanick. Is Indian Terrain a good fit for investors? Video of the day. Portfolio Markets Watchlist Live TV Show Currencies Commodities Fixed Income Personal Finance Mutual Fund Stock Market India IPO Global Market Budget BSE Sensex Forum News. About us Contact Us Feedback Disclaimer Privacy Statement Terms of Use Careers Financial Terms Glossary FAQs Sitemap RSS Feed.

Disclaimer Terms of Use Privacy Statement FAQs Sitemap Feedback.

inserted by FC2 system